Wednesday, July 9, 2025

Review of How States Think: The Rationality of Foreign Policy by John J. Mearsheimer, and Sebastian Rosato

This book review was written by Eugene Kernes   

Book can be found in: 
Genre = Politics
Book Club Event = Book List (08/30/2025)
Intriguing Connections = 1) To Cooperate Or To Defect?



Watch Short Review

Excerpts

“Contrary to what many people think, we cannot equate rationality with success and nonrationality with failure.  Rationality is not about outcomes.  Rational actors often fail to achieve their goals, not because of foolish thinking but because of factors they can neither anticipate nor control.  There is also a powerful tendency to equate rationality with morality since both qualities are thought to be features of enlightened thinking.  But that too is a mistake.  Rational policies can violate widely accepted standards of conduct and may even be murderously unjust.” – John J. Mearsheimer, and Sebastian Rosato, Preface, Page 8


“Rationality is all about making sense of the world for the purpose of navigating it in the pursuit of desired goals.  In the foreign policy realm, this means it has both individual and state-level dimensions.  Rational decision makers are theory-driven – they employ credible theories both to understand the situation at hand and to decide the best policies for achieving their objectives.  A state is rational if the views of its key decision makers are aggregated through a deliberative process and the final policy is based on a credible theory.  Conversely, a state is nonrational if it does not base its strategy on a credible theory, does not deliberate, or both.  A careful review of the historical record shows that judged by these criteria, states are regularly rational in their foreign policy.” – John J. Mearsheimer, and Sebastian Rosato, Chapter 1: The Rational Actor Assumption, Page 17


“Policymakers confront serious information deficits regarding most of the elements that matter for designing grand strategies or navigating crises.  The farther they peer into the future, the larger these deficits become.  Among other things, policymakers may not have good data about their own people’s resolve or how their weaponry and combat forces will perform in a war.  Additional uncertainties apply when it comes to assessing other states, friends as well as enemies.  It is difficult to measure the military assets, objectives, intentions, and strategies of other states, especially since states often conceal or misrepresent their capabilities and thinking.  Taken together, these information deficits mean that decision makers are bound to have limited knowledge about how their states’ interactions with other states are likely to play out and to what outcomes.  To further compound these problems, unforeseen factors sometimes shape events in significant ways.” – John J. Mearsheimer, and Sebastian Rosato, Chapter 2: Strategic Rationality and Uncertainty, Page 33


Review

Is This An Overview?

Rationality is a thinking process that attempts to make sense of reality for the pursuit of desired goals.  Using credible theories and a deliberation process.  Those who are not rational do not base their decisions on credible theories, do not deliberate, or both.  Everyone is biased, but credible theories depend on realistic assumptions, are logically consistent, probabilistic, and are subject to evidentiary support.  The deliberation process is a systematic method of considering the advantages and disadvantages of alternative options and policies without coercion, deception, or withholding information.  A deliberation process that results in a decision being made. 

 

Rationality is not based on outcomes, as rational policymakers can fail to achieve goals due to factors they could not anticipate or control.  A prerequisite for rationality, is for states to have their survival as the highest priority.  In pursuit of desired goals, states can be rational even as they violate accepted standards of conduct. 

 

International politics is an information-deficient occupation, operating within uncertainty.  Policymakers can lack information or lack reliable information about their own state and other states.  Policymakers do not have appropriate data on how their people will perform, do not know the effectiveness of their weapons and combat forces.  Other states can conceal their capabilities and thinking.  Internal and external information limitations inhibit understanding the interactions and outcomes of decisions, which can still be affected by unforeseen factors.  Policymakers are rational even though they do not know all possible outcomes.

 

Caveats?

This book is a defense for rationality, that policymakers generally use credible theories and deliberate before making a decision.  Much of the book is about various explanations for rationality, which can sometimes become repetitive, and have some contradictions.  A variety of historic examples are used to express how perceived nonrational decisions, were actually rational.  The examples are short, which would require the reader to do more research to understand the state. 

 

Questions to Consider while Reading the Book

•What is the raison d’etre of the book?  For what purpose did the author write the book?  Why do people read this book?
•What are some limitations of the book?
•To whom would you suggest this book?
•What is rationality?
•What priorities do states need to be rational? 
•What is nonrationality? 
•Are policymakers generally rational or nonrational? 
•Is rational moral?
•What do psychologist and economists think of human rationality? 
•What is risk and uncertainty?
•How much information do policymakers have on their own state and other states?
•What is a rational aggregation process? 
•What is a credible theory?
•What is expected utility?  
•What is the role of emotions? 
•What is Mutual Assured Destruction? 
•What is the effect of forcible democracy promotion? 
•Was Putin rational to invade Ukraine?  
•What was American policy toward USSR after WWII?
•What was Japanese policy before Pearl Harbor? 
•What was American policy during the Cuban Missile Crisis?
•What was German policy before WWI?
•What was France policy towards Nazi before WWII?
•Why did America expand after Cold War?

Book Details
Publisher:               Yale University Press
Edition ISBN:         9780300274967
Pages to read:          176
Publication:             2023
1st Edition:              2023
Format:                    eBook 

Ratings out of 5:
Readability    4
Content          4
Overall          4